Our financial regulatory practice builds on our direct involvement in creating Saudi Arabia’s financial markets regulatory framework. We helped implement key regulations, including the Authorized Persons Regulations, Securities Business Regulations, Market Conduct Regulations, and Investment Funds Regulations while at the Capital Markets Authority and Tadawul.
We have advised central banks and government ministries on regulatory reform projects, contributing to the development of the Kingdom’s financial sector. This experience provides us with an understanding not only of what the regulations require, but also of the policy objectives behind them and how they are likely to evolve.
For financial institutions, we provide guidance on market entry strategies, regulatory capital requirements, conduct of business rules, and ongoing compliance obligations. We assist asset managers, broker-dealers, investment advisors, and other market participants with operational compliance, product development, and regulatory reporting. Our regulatory experience helps clients navigate the approval process efficiently and maintain constructive relationships with regulators.
We combine our regulatory expertise with practical transaction experience to provide advice that is both technically correct and commercially sound.